Skip to main contentSkip to navigation
Sirius Investors
SMI 3Fourteen REAL Asset Allocation ETF

SMI 3Fourteen REAL Asset Allocation ETF

RAA
NASDAQFinancial Services

Insider Trading for RAA

View recent insider trading activity including purchases, sales, and awards. Insider trading can provide insights into how executives view their company's prospects.

Insider Trading Summary

Shares Acquired
Sign in to see amounts
Shares Disposed
Sign in to see amounts
Net Position
Sign in to see net activity
Unlock for free

Already registered? Sign in

Recent Activity (30 Days)

No insider transactions in the past 30 days.

Quarterly Activity (3 Months)

No insider transactions in the past 3 months.

Key Insider Activity: Nov 16, 2004 to Sep 30, 2010

BANK OF AMERICA CORP /DE/
Other10 Percent Owner
0 shares
6 transactions
UBS AG
Major OwnerOther: Former 10% Owner
-124 shares
2 transactions
Davis Dick
DirectorDirector:
0 shares
1 transactions
Hayes Peter
ExecutiveOfficer
0 shares
1 transactions
OCONNOR WALTER
OtherUnknown
0 shares
1 transactions

Transaction Details

DateInsiderRoleTransactionSharesPriceValueOwned AfterSEC Filing
Sep 30, 2010UBS AGOOther: Former 10% OwnerJ-Other124$0.00$0.000View
Apr 30, 2010BANK OF AMERICA CORP /DE/10 Percent OwnerPurchase1.1K$12.12$13,332.001.5KView
Apr 30, 2010BANK OF AMERICA CORP /DE/10 Percent OwnerSale293$12.01$3,518.931.2KView
Apr 30, 2010
Locked
Apr 30, 2010
Locked
Apr 30, 2010
Locked
Apr 30, 2010
Locked
Jan 31, 2009
Locked
Nov 1, 2007
Locked
Nov 1, 2007
Locked
Nov 1, 2007
Locked
Nov 1, 2007
Locked
Nov 1, 2007
Locked
Nov 1, 2007
Locked
Nov 1, 2007
Locked
Nov 1, 2007
Locked
Jul 17, 2007
Locked
Oct 2, 2006
Locked
Oct 2, 2006
Locked
Nov 16, 2004
Locked
Click "View" in the SEC Filing column to access the detailed SEC form submission for each transaction.

Executive Activity:

Executives have been net sellers of RAA stock, though this may be part of planned diversification.